T.
GERALD DYAR
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As a sole proprietorship, with no employees other than its Principal, SFP has adopted a combined Code of Ethics and Privacy Policy.
SFP's Privacy Policy is very simple. With the several obvious exceptions, listed below, I won't share anything my clients tell me with anyone else, including the fact that you're a client, without getting your explicit permission.
* Since I am a sole practitioner my wife, Helen, knows who my clients are so she can take appropriate action in case of an emergency, however she is not privy to any client data.
* I could, but never have, or for that matter ever needed to, make any disclosures about clients to credit bureaus or other consumer reporting agencies under the Fair Credit Reporting Act.
* I might, but so far have never had to, make disclosures about clients to government agencies as might be required by law. Actually this issue should never come up unless you were suspected of doing something you shouldn't.
SFP's Code of Ethics is also very simple. I will not use any so called 'inside" information you share with me for my personal gain and I will not share such infomation with others.
SFP's clients or prospective clients may request a copy of SFP's ADV Brochure which includes the combined Code of Ethics and Privacy Policy by contacting T. Gerald Dyar, Principal, at 860-391-1558 or tgdyar@sfpasc.com. It is also available as a downloadable PDF file by clicking here.
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